Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02529 | 09/16/2011 | Claimant(s): Robert Jones, Vera Jones Claimant Lawyers(s): David Gaba Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Nancy E. Hochman, Clifford N. Coury, Gregory N. Smith Hearing Site: Boise, ID |  | $0 |
| 09-00711 | 08/18/2010 | Claimant(s): Northern Lights Fund Trust Claimant Lawyers(s): John Lekas Respondent(s): Albert Lowenthal, Angus Oughtred, Dennis Mcnamara, Elaine Roberts, Jeffrey Alfano, Oppenheimer & Co.., Lawrence Spaulding Respondent Lawyers(s): Robert J. Bocko Arbitrator(s): Joyce L. Tyler, Nancy E. Hochman, Harold J. Schleef Hearing Site: Portland, OR | | Stipulated Award and Expungement |