FINRA Awards for Monica Malhoit

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-02689	09/03/2009	Claimant(s): Victoria Williamson Claimant Lawyers(s): Richard R. Malone Respondent(s): Monica Malhoit, Prudential Equity Group Respondent Lawyers(s): John J. Murphy, William R. Ahern Arbitrator(s): Benjamin B. Segel, Marianne L. Simpson, Ralph A. Beard Hearing Site: Cleveland, OH		$0
08-01920	04/02/2009	Claimant(s): Graham Williamson Claimant Lawyers(s): Graham S. Williamson Respondent(s): Monica Malhoit, Prudential Equity Group Respondent Lawyers(s): Carole A. McDonald, William R. Ahern Arbitrator(s): Burton L. Ansell Hearing Site: Detroit, MI		$0