FINRA Awards for Jonathan M. Harris

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00680	09/08/2017	Claimant(s): Peter Izmirian, Sandra Ingwaldson Claimant Lawyers(s): Jonathan M. Harris Respondent(s): Mark Holt Respondent Lawyers(s): Mark David Holt Arbitrator(s): Thomas J. Gmeinder, Kerry C. Koep Hearing Site: Minneapolis, MN		$477,650
14-02889	04/06/2016	Claimant(s): Rodney Hell Claimant Lawyers(s): Christian Sande Respondent(s): Alan Luttman, Joni Spaeth, Michael Braddy, Roger Hubley, NetWorth Asset Management., Prospera Financial Services. Respondent Lawyers(s): Christopher B. Trowbridge, Elizabeth P. Ridley, Jonathan M. Harris Arbitrator(s): James A. Lundberg Hearing Site: Minneapolis, MN		Expungement
13-02486	08/22/2014	Claimant(s): Judith Frank, Lenore Vogt, Alfred A. Vogt Trust U/T/A Dated Feb 15 Claimant Lawyers(s): Jonathan M. Harris Respondent(s): Darrel Amiot, Scott Syde Respondent Lawyers(s): Darrell R. Amiot, Michael MacDonald Arbitrator(s): Jack D. Elmquist, Kevin D. Hofman, Frank Abramson Hearing Site: Minneapolis, MN		$0
09-05803	04/20/2010	Claimant(s): Winona State University Foundation Claimant Lawyers(s): Kent A. Gernander Respondent(s): Brian Thurow, Edward Jones Respondent Lawyers(s): Jonathan M. Harris Arbitrator(s): Jerry M. Helfand, Natalie A. Roberts, Leo G. Stern Hearing Site: Minneapolis, MN		$0