Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02693 | 08/26/2011 | Claimant(s): David Halter Claimant Lawyers(s): James W. Halter Respondent(s): Robert Paretti, RBC Capital Markets LLC Respondent Lawyers(s): Joseph F. Generelli, Joseph F. Generlli Arbitrator(s): Charles L. Prothero Hearing Site: Newark, NJ |  | Stipulated Award and Expungement |
| 09-05655 | 04/16/2010 | Claimant(s): Jean Dalisa Claimant Lawyers(s): Paul T. Vink Respondent(s): Arlene Quaranta, Wachovia Securities Respondent Lawyers(s): Joseph F. Generelli, Roland T. Koke Arbitrator(s): Eric P. Nachman, Lincoln W. Craighead, Bernard J. McGuire Hearing Site: New York, NY | | $0 |
| 08-04330 | 03/11/2010 | Claimant(s): Henrietta Silverman Claimant Lawyers(s): Jeffrey W. Kleiner Respondent(s): Barry Richter, Stifel, Nicolaus & Co.., Leonard Weintraub, Sheila Richter Respondent Lawyers(s): Joseph F. Generelli, Leonard Weintraub Arbitrator(s): Robert L. Nisely, Charles S. Guggenheimer, Charles L. Henderson Hearing Site: New York, NY | | Expungement |