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FINRA Awards for Thomas R. Ajamie

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0270911/28/2017Claimant(s): Elaine Marshall, Stephen Cook
Claimant Lawyers(s): T. Ray Guy
Respondent(s): Preston Marshall, Frost Bank, Frost Brokerage Services.
Respondent Lawyers(s): Rupert F. Barron, Thomas R. Ajamie
Arbitrator(s): Robert L. Yeager, Edward J. Lynch, Edward S. Koppman
Hearing Site: Dallas, TX
Checkmark Icon$0
13-0231302/11/2016Claimant(s): Brown Family Trust
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jennifer I. Machlin
Arbitrator(s): Elliott Zachary Seff, Constance Ellen Boukidis, David W. Dresnick
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
05-0574710/23/2008Claimant(s): Goodwill Holdings LDC
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Bernard D. Hammer, Kurt D. Steiner, Eric R. Benton
Hearing Site: Houston, TX
Checkmark Icon$0
06-0516805/23/2008Claimant(s): Marvin Nettles
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Bertrand C. Moser, Gary L. Foose, Martin Epner
Hearing Site: Houston, TX
Checkmark Icon$300

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