FINRA Awards for Jeffrey Lawrence Sarkin

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-00501	08/03/2015	Claimant(s): John Marshall Hispanic America Fdtn., John Marshall Properties., Palm Coast Collectibles. Claimant Lawyers(s): John D. Marshall Respondent(s): Wachovia Securities Respondent Lawyers(s): Demian Betz Arbitrator(s): Howard N. Kahn, Jeffrey Lawrence Sarkin, Andrea R. Jacobs Hearing Site: Boca Raton, FL		$0
09-00011	12/04/2012	Claimant(s): Steven Dworkin Claimant Lawyers(s): Seth Huberman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Richard L. Martens Arbitrator(s): Myron S. Dunay, Charles Hoffman, Jeffrey Lawrence Sarkin Hearing Site: Boca Raton, FL		Expungement