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FINRA Awards for Richard S. Frankowski

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Displaying 71-80 out of 96 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0178212/02/2011Claimant(s): Richard Oldham
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Paul F. Faberman
Hearing Site: Birmingham, AL
Checkmark Icon$11,844
11-0174012/01/2011Claimant(s): Becky Phillips
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Barbara M. Zak
Hearing Site: Birmingham, AL
Checkmark Icon$17,117
11-0188611/30/2011Claimant(s): Norma Guest
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Jeffrey M. Allen
Hearing Site: Birmingham, AL
Checkmark Icon$0
10-0403011/21/2011Claimant(s): Jeanne Smiley
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Mary Margaret Bush
Hearing Site: Atlanta, GA
Checkmark Icon$10,366
11-0188311/17/2011Claimant(s): Wade Casey
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Philip I. McConnell
Hearing Site: Birmingham, AL
Checkmark Icon$213
09-0659310/31/2011Claimant(s): Jeffrey Barnes
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Sarah Y. Larson
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Birmingham, AL
Checkmark Icon$25,250
11-0174110/24/2011Claimant(s): Larry Johnson and Elizabeith Johnson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Daniel David Kopman
Hearing Site: Birmingham, AL
Checkmark Icon$425
11-0174210/20/2011Claimant(s): Beverly Vogt
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Birmingham, AL
Checkmark Icon$213
11-0028009/27/2011Claimant(s): Robert Blakey
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA
Checkmark Icon$213
10-0445406/09/2011Claimant(s): Edward Murray
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): William H. Fleece
Hearing Site: Clearwater, FL
Checkmark Icon$25,425

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