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FINRA Awards for Philip B. Whitaker

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0045506/01/2009Claimant(s): David L. Woods and Twila R. Woods, Ttees
Claimant Lawyers(s): K. Layne Morrill
Respondent(s): Raymond Johnson, WFG Investments.
Respondent Lawyers(s): Bradley J. Stevens, Paul J. Roshka
Arbitrator(s): Philip B. Whitaker, Richard L. Merkel, Jeffrey Charles Young
Hearing Site: Phoenix, AZ
Checkmark Icon$2,950,000
08-0120210/07/2008Claimant(s): Patricia A. Goundry, Robert J. Goundry
Claimant Lawyers(s): Patricia Goundry, Robert Goundry
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James Vihstadt
Arbitrator(s): Philip B. Whitaker
Hearing Site: Albuquerque, NM
Checkmark Icon$1,000

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