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FINRA Awards for Franklin C. Nicklin Test,Trust FOB

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0112104/05/2017Claimant(s): V. Nicklin, Riverlife Investment Holdings LLC, Estate of Freda W. Nicklin, Franklin C. Nicklin Test,Trust FOB
Claimant Lawyers(s): Marc D. Powers
Respondent(s): C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Jack Friedman, Sherri L. Hughes, Josian Antoine
Hearing Site: New York, NY
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