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FINRA Awards for Howard B. Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0413901/22/2021Claimant(s): Jody Chesko, Richard Dorr, Jody Chesko Irrevocable Trust, Richard J. Dorr Irrev. Life Ins. Trust
Claimant Lawyers(s): Kevin T. O'Brien
Respondent(s): Susan Coriale, GWN, Securities Inc.
Respondent Lawyers(s): Erin Maddocks
Arbitrator(s): Howard B. Cohen, Gerald W. Hepp, Ronald F Thompson
Hearing Site: Buffalo, NY
Checkmark IconExpungement
11-0374306/26/2012Claimant(s): Ronald Vulcano
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): AXA Advisors
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Stuart M. Schwartz, Howard B. Cohen, Carl J. Disalvatore
Hearing Site: Syracuse, NY
Checkmark Icon$0
09-0549006/08/2010Claimant(s): Estate of Zona Mrus by Mary Wickett, Exe
Claimant Lawyers(s): David K. Silverberg
Respondent(s): Robert Vogel, Advantage Capital Corporation
Respondent Lawyers(s): Laurie Styka Bloom
Arbitrator(s): Howard B. Cohen
Hearing Site: Buffalo, NY
Checkmark Icon$0

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