FINRA Awards for The Bosco Family Trust 6/25/96

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-01787	09/12/2014	Claimant(s): Annette Bosco, Diane Rubel, Mary Borowiak, Michael Borowiak, Richard Rubel, The Bosco Family Trust 6/25/96, The Bosco Family Trust 7/31/96, The Mary Borowiak Trust Claimant Lawyers(s): W. Scott Greco Respondent(s): Richard Landi, Robert Mather, Roger Leibowitz, RBC Capital Markets LLC, Allied Beacon Partners. Respondent Lawyers(s): Debra A. Jenks, Ronald Kane, Steven S. Biss Arbitrator(s): Theodore W. Wrobleski, Mary A. Duffy, Raymond P. Buschmann Hearing Site: Chicago, IL		Stipulated Award
14-00023	01/27/2014	Claimant(s): Annette Bosco, Diane Rubel, Mary Borowiak, Michael Borowiak, Richard Rubel, The Bosco Family Trust 6/25/96, The Bosco Family Trust 7/31/96, The Mary Borowiak Trust Claimant Lawyers(s): W. Scott Greco Respondent(s): RBC Capital Markets Respondent Lawyers(s): Todd W. Schnell Arbitrator(s): Theodore W. Wrobleski, Mary A. Duffy, Raymond P. Buschmann Hearing Site: Chicago, IL		Stipulated Award