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FINRA Awards for Ann MacLean

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0160112/22/2016Claimant(s): Ann MacLean, Donald MacLean, Ann MacLean IRA, Donald MacLean IRA
Claimant Lawyers(s): Howard Rosenfield, Joshua Kons
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
Checkmark Icon$37,531

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