Potomac Analytics' Logo

FINRA Awards for Kathleen Salvaty

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0000406/02/2022Claimant(s): Paul R. Hutchinson SEP IRA, Paul Hutchinson Jr Living Tr DTD 6/26/91
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Michael John Florio, Joseph Francis Young, Julia Ulloa
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
21-0069411/10/2021Claimant(s): Joyce L. Burkheiser
Claimant Lawyers(s): Kathryn A Salfingere
Respondent(s): Morgan Stanley, Kal Jamsa
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Dean J. Dietrich
Hearing Site: Boise, ID
Checkmark Icon$0
20-0220908/31/2021Claimant(s): Nirmada Kaufman, Nirmada Lauren Ann Kaufman Rev. Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley, Peter Waterloo
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Clifford A. Threlkeld, Robert James Favole, Norman D Menegat
Hearing Site: San Francisco, CA
Checkmark IconExpungement

3 Results

Display: