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FINRA Awards for Estate of Randall Baselt

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0237501/19/2024Claimant(s): Lana Baselt, Estate of Randall Baselt
Claimant Lawyers(s): Jared Peterson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): Joseph Howard Cooper, Erik R. Siering, Olivia J. Valentine
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12212© and 12511(b)

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