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FINRA Awards for Coastal Equities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0127003/14/2023Claimant(s): Larry Weisman, Weisman Enterprises Limited Partnership
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Charles Reiling, David Monahan, Francis Skinner, Luke Johnson, Matthew Rakerd, Coastal Equities., Coastal Investment Advisors., Legend Capital Group.
Respondent Lawyers(s): Amir Tadjedin, Mickey B. Wright
Arbitrator(s): Deana S. Peck, Floyd Gerry Hoffman, Jerome Allan Landau
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
17-0077611/06/2018Claimant(s): Ellen Scherer
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Martin Leclerc, Barrack Yark Advisors, Coastal Equities., Trade-PMR Inc.
Respondent Lawyers(s): Dana Gloor, Samuel E. Cohen
Arbitrator(s): Gordon M. Wase, Ronald P. Wertheim, Richard M. Rosenbleeth
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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