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FINRA Awards for Beth Kirkland

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0106612/22/2021Claimant(s): Edward Newman
Claimant Lawyers(s): Edward K. Newman
Respondent(s): Aja Hallin, Beth Kirkland, Elizabeth Roberts, Wells Fargo Clearing Services, Kevin Smith, Sanford Smith, Theresa Machi, Tomm Hudson
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Mary Margaret Bush, David I. Levine, Christopher Cother Powers
Hearing Site: San Francisco, CA
Checkmark Icon$0
13-0097612/10/2013Claimant(s): Dennis Carlton
Claimant Lawyers(s): Dennis M. Carlton
Respondent(s): Beth Kirkland, John Rohan, Kevin Kitchin, Robert Morgan
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
Checkmark Icon$0

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