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FINRA Awards for Evangelos Dimopoulos

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0326408/06/2013Claimant(s): Evangelos Dimopoulos
Claimant Lawyers(s): Evangelos Dimopoulos
Respondent(s): Christopher Fontana, Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Daniel P. Lund
Hearing Site: Miami, FL
Checkmark IconExpungement
12-0073709/27/2012Claimant(s): Evangelos Dimopoulos
Claimant Lawyers(s): Evangelos Dimopoulos
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sharon Kurgis
Respondent Lawyers(s): Jill M. Del Monico
Arbitrator(s): Jerrold Levine
Hearing Site: Ft. Lauderdale, FL
Checkmark IconExpungement
10-0526002/16/2012Claimant(s): Nicki Lynn Dimopoulos
Claimant Lawyers(s): Evangelos Dimopoulos
Respondent(s): Wachovia Securities, Richard Dobler
Respondent Lawyers(s): Deirdre C. Wolf
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
Checkmark Icon$5,000

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