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FINRA Awards for Stephen R. Keenan

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0379306/30/2011Claimant(s): Julia A. Keenan, IRA, Stephen R. Keenan
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jerome M Shafer, Ira M. Ross, Howard Weitz
Hearing Site: New York, NY
Checkmark IconExpungement

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