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FINRA Awards for Harold I. Geringer

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0462608/17/2011Claimant(s): Roseann Lee and Charles Lee
Claimant Lawyers(s): Charles Lee
Respondent(s): Brian Young
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
Checkmark Icon$0
09-0509403/15/2010Claimant(s): Rados Family Limited Partnership
Claimant Lawyers(s): Joram Rados
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John Castelly
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
Checkmark Icon$88
07-0319805/12/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): William Chen
Respondent Lawyers(s): William Chen
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
Checkmark Icon$0
07-0320005/02/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Kevin Browne
Respondent Lawyers(s): Kevin Browne
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
Checkmark Icon$0

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