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FINRA Awards for Paul K. Barenholtz

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0122507/02/2013Claimant(s): The Estate of Max Bernstein
Claimant Lawyers(s): Samuel Goldman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): David S. Billet, Paul K. Barenholtz, Bryan Lane Berson
Hearing Site: New York, NY
Checkmark Icon$0
11-0041710/02/2012Claimant(s): David Berdeaux, William Grace
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Paul K. Barenholtz, Edward R. Niederriter, Robert G. O'Brien
Hearing Site: Birmingham, AL
Checkmark Icon$103,214

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