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FINRA Awards for Joe M. Hampton

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0332412/19/2014Claimant(s): James Rowe
Claimant Lawyers(s): James M. Chaney
Respondent(s): Michael Heaton, Paul Raisig, Robert Savage, Leonard Securities, Raisig & Connolly
Respondent Lawyers(s): Joe M. Hampton, Paul Arthur Raisig
Arbitrator(s): Jan Preece Gaddis, Philip I. McConnell, Rowland Denman
Hearing Site: Oklahoma City, OK
Checkmark Icon$200,000
09-0259303/08/2011Claimant(s): The Estate of Lawanda Padgett
Claimant Lawyers(s): Kurtis J. Ward
Respondent(s): Capital West Securities.
Respondent Lawyers(s): Joe M. Hampton
Arbitrator(s): Bill H. Brister
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
09-0416706/29/2010Claimant(s): Michael Tepper Revocable Trust
Claimant Lawyers(s): P. David Newsome
Respondent(s): Capital West Securities.
Respondent Lawyers(s): Joe M. Hampton
Arbitrator(s): Van R. Oliver
Hearing Site: Oklahoma City, OK
Checkmark Icon$21,442

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