FINRA Awards for Charles Scott McClellan

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Displaying 11-12 out of 12 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-05313	04/27/2012	Claimant(s): Garrison Family LLC, Charlotte Garrison Trst FBO MarkGarrison, Charlotte Garrison Trust FBO LesaNeugent, Charlotte L Garrison Exempt Marital Trst, Charlotte L. Garrison Marital Trust, Jack M. Garrison Survivor's Trust, Rev Trust of Jack and Charlotte Garrison Claimant Lawyers(s): Jason T. Dennett Respondent(s): Wells Fargo Investments, Jean Adams, Rebbie Thomas Respondent Lawyers(s): Christopher B. Wells Arbitrator(s): Laurie E. Law, Kevin I. Patrick, Charles Scott McClellan Hearing Site: Seattle, WA		$0
09-02259	11/11/2010	Claimant(s): Stan Rosen, Eastlake Business Park Associates, H&A Investment Irrevocable Environment S, Kirkland Commerce Center Associates, Lesmir Inc. dba Rosen Properties and Ros, Lynnwood East Business Park Associates,, Marymoor Warehouse Associates, Mayers MGI Building Holding, North Creek Enterprises, RH Lynnwood Corporate Center Associates,, RH Sixth Avenue Plaza Associates, Rosen Bel Kirk Associates, Rosen De Jonge Properties, Stevens Health Center Associates, Woodinville Warehouse Associates, Michele Rosen, RH Tacoma Place, Everett Plaza Shopping Center, Evergreen Way Association Claimant Lawyers(s): Aron K Liang Respondent(s): Wedbush Securities Inc., Richard Graham Respondent Lawyers(s): John W. Stenson Arbitrator(s): Frederic E. Dorkin, Julie Eileen Gay, Charles Scott McClellan Hearing Site: Seattle, WA		Auction Rate Securities related