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FINRA Awards for MSI Financial Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0244606/07/2022Claimant(s): Scott Keck
Claimant Lawyers(s): Aaron C. Hemmings
Respondent(s): MML Investors Services, MSI Financial Services., Metropolitan Life Insurance Company
Respondent Lawyers(s): Peter R. Pound
Arbitrator(s): Roger C. Benson, Charles Diederich Heidgerd, Karen A. West
Hearing Site: Raleigh, NC
Checkmark IconDismissed by Rule 12206
20-0030707/10/2020Claimant(s): Grace Sherman
Claimant Lawyers(s): Christopher Warren
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Daniel T. Stabile
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
Checkmark IconDismissed
17-0083103/23/2018Claimant(s): Wayne Magao
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Adam Saper
Arbitrator(s): Gerard S. Marsan, Catherine Stewart, Jud Perkins
Hearing Site: Providence, RI
Checkmark IconExpungement

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