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FINRA Awards for Charles A. Newton

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0206003/21/2012Claimant(s): David Nassar, Tracy Nassar, CLD
Claimant Lawyers(s): Robert W. Hutchinson
Respondent(s): Goldman, Sachs and Company, Drew Corradini
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Susan M. Thevenet, Charles A. Newton, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
Checkmark IconExpungement
08-0495708/27/2009Claimant(s): Sally Geis
Claimant Lawyers(s): Jim Geis
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): John Fleming Kelly, Peter D. Bowes, Charles A. Newton
Hearing Site: Denver, CO
Checkmark Icon$100,225

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