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FINRA Awards for Elmer Bullis

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0478205/08/2012Claimant(s): Roger Loria, Winifred Loria, Dr. Roger Loria IRA, Mrs. Winifred Loria IRA, Immunitas. Retirement Plan
Claimant Lawyers(s): Anne W. Larkin
Respondent(s): Arnold Dorman, Elmer Bullis, Next Financial Group.
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Donald B. Vaden, JoAnne Lewis Nolte, Margaret Verdery Little
Hearing Site: Richmond, VA
Checkmark Icon$225,000

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