Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-05951 | 07/01/2010 | Claimant(s): Carol Davies Claimant Lawyers(s): Carol Davies Respondent(s): Scottrade Inc. Respondent Lawyers(s): Andrew C. Small Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL |  | $375 |
| 09-05093 | 06/24/2010 | Claimant(s): Craig Mastrogiovanni Claimant Lawyers(s): Douglas S. Knehr Respondent(s): Clinton Borchardt, Glen Dubrowsky, Scottrade Inc. Respondent Lawyers(s): Andrew C. Small Arbitrator(s): Fred S. Pieroni Hearing Site: Newark, NJ | | Expungement |
| 08-00029 | 05/29/2009 | Claimant(s): Craig Roberts, Pennie Roberts, Pennie L. Roberts Rev. Trust Claimant Lawyers(s): A. Brian McIntosh Respondent(s): Wachovia Securities, Patrick Sowers, Scottrade. Respondent Lawyers(s): Andrew C. Small, Brent J. Burtin Arbitrator(s): W. Pat Conners, John S. Weisheit, Edmund P. Pultinas Hearing Site: Cincinnati, OH | | $0 |