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FINRA Awards for TFS Securities.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0074007/31/2014Claimant(s): Nancy Chard
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TFS Securities.
Respondent Lawyers(s): Russell S. Burnside
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
Checkmark Icon$0
12-0290801/16/2014Claimant(s): Colleen Bailey, Ronald Bailey
Claimant Lawyers(s): Michael Hill
Respondent(s): Josh Jalinski, TFS Securities.
Respondent Lawyers(s): Kate E. DiGeronimo, Russell S. Burnside
Arbitrator(s): Roslyn G. Pollack
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
07-0124203/13/2008Claimant(s): Sheree Swanncak
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): TFS Securities.
Respondent Lawyers(s): Russell S. Burnside
Arbitrator(s): Cynthia H. Plishtin
Hearing Site: New York, NY
Checkmark Icon$0
07-0131101/03/2008Claimant(s): William B. and Mary Connolly
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Victoria Tomaro, TFS Securities.
Respondent Lawyers(s): Russell Burnside
Arbitrator(s): Dale S. Cronnell, Steven R. Rolnick, Thomas C. Tretter
Hearing Site: Hartford, CT
Checkmark Icon$0

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