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FINRA Awards for Elliot B. Platt

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0325605/28/2013Claimant(s): Mario R. Gebbia as Trustee of the Mario
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Elliot B. Platt, Kathleen L. Daerr-Bannon, Mary L. Sims
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
11-0075412/04/2012Claimant(s): Carole Abom, John Abom
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Patrick R. Mahoney
Arbitrator(s): Elliot B. Platt, Glenn Lloyd Nobel, Shelley J. Michaels
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
09-0513412/16/2010Claimant(s): Concetta Bannan, Gerard Bannan
Claimant Lawyers(s): John F. McKenna
Respondent(s): Arthur Jones, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Karl Marquardt
Arbitrator(s): Guillermo L. Bosch, Gordon E. Wright, Elliot B. Platt
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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