Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02720 | 12/09/2021 | Claimant(s): John Mitchell Marmaduke Revocable Living Claimant Lawyers(s): Mark S. Simms Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Allan N. Taffet Arbitrator(s): James W. Geiger, Joseph Benalt, Gregory Richard Barthelette Hearing Site: Boca Raton, FL |  | $150,000 |
| 19-00367 | 05/13/2020 | Claimant(s): Steve Smith Claimant Lawyers(s): Mark S. Simms Respondent(s): Miles James, Cetera Investment Services LLC Respondent Lawyers(s): Christina Z. Vourakis, Jeremy A. Root Arbitrator(s): Barry Goldman Hearing Site: St. Louis, MO | | $0 |
| 18-03867 | 06/07/2019 | Claimant(s): Beverly Assmar, Richard Assmar, Beverly Assmar Selectrust U/A 12/18/2012, Richard Assmar Selectrust U/A 12/18/2012 Claimant Lawyers(s): Mark S. Simms Respondent(s): Comerica Securities. Respondent Lawyers(s): Todd A. Holleman Arbitrator(s): Elena G. Rodriguez, Christopher J. Klein, Peter A. Roche Hearing Site: Miami, FL | | Dismissed by Rule 12206/12504 |