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FINRA Awards for Dean Schneider

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0539604/13/2011Claimant(s): NNN Aventura Harbor 14 LLC, The Revocable Living Trust of Edward and
Claimant Lawyers(s): David Liebrader
Respondent(s): Jeffrey Gurman, Woodbury Financial Services.
Respondent Lawyers(s): Jesse Linebaugh, Ryan D. Harvey
Arbitrator(s): Dean Schneider, Michael G. Clark, Melvin S. Feldman
Hearing Site: Los Angeles, CA
Checkmark Icon$605,750
06-0391712/10/2007Claimant(s): Norman Miller, Pauline Miller, Miller Family Foundation, Miller Charitable Remainder Trust, Miller Revocable Trust
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Bruce Graham, John Walthall, B.B. Graham & Company.
Respondent Lawyers(s): John P. Cleary, Thomas C. Frost
Arbitrator(s): Dean Schneider, Robert C. Albini, Marvin Eugene Levin
Hearing Site: Los Angeles, CA
Checkmark Icon$243,377
06-0386709/07/2007Claimant(s): Alfonso Pena, Alfonso C. Pena 2004 Rev. Living Trust
Claimant Lawyers(s): Drew D. Hansen, Robert A. Uhl
Respondent(s): Donald Gloisten, Gerard Gloisten, GBS Advisors, GBS Financial Corp.
Respondent Lawyers(s): Ben Suter
Arbitrator(s): James H. Frank, Dean Schneider, Marc S. Joseph
Hearing Site: Los Angeles, CA
Checkmark Icon$586,095

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