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FINRA Awards for Kenneth Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0111701/31/2012Claimant(s): Martine Roach
Claimant Lawyers(s): Carla R. Kralovic
Respondent(s): Jerrold Sexton, Capital Growth Planning Advisors., Capital Growth Resources
Respondent Lawyers(s): Jerrold R. Sexton, Walter Miller
Arbitrator(s): Richard J. Stall, Thomas A. Culbertson, Kenneth Miller
Hearing Site: Los Angeles, CA
Checkmark Icon$394,270
07-0305403/20/2009Claimant(s): Alan Beverly, Angela Soll, Audrey Schaefer, Carole Renfro, Clayton Beck, Darcie Fulkerson, Debbie Beverly, Gail Stoneburg, Jeff Bourne, John Brezden, Jonathan Fulkerson, Kathy Beck, Kevin Howard, Linda Gaffney, Maria Brezden, Mark Baker, Mark Gruidl, Mark Soll, Michael Schaefer, Rena Stathacopoulos, et al
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Jeffrey Forrest, Associated Securities Corp.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Robert J. Ruben, Mark S. Priver, Kenneth Miller
Hearing Site: Los Angeles, CA
Checkmark Icon$8,858,600

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