Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
17-03016 | 08/24/2018 | Claimant(s): Gary Grenley, Gary Grenley IRA Account Claimant Lawyers(s): Gary I. Grenley Respondent(s): National Securities Corporation, Tuan (Peter) Phan Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Peter H. Daly, Francis Vincent Dane, Lawrence William Andrews Hearing Site: Portland, OR | $0 | |
14-00096 | 03/20/2015 | Claimant(s): Kathy Hewkin, Thomas Hewkin, Kathy S. Hewkin IRA, Thomas J. Hewkin IRA Claimant Lawyers(s): Robert A. Kantas Respondent(s): Valic Financial Advisors. Respondent Lawyers(s): Kortney Farmer Arbitrator(s): Daniel B. MacLeod, Nina Vallion, Francis Vincent Dane Hearing Site: Portland, OR | $667,422 |