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FINRA Awards for Francis Vincent Dane

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0343111/05/2021Claimant(s): Huey Luu
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Francis Vincent Dane
Hearing Site: Seattle, WA
20-0275905/05/2021Claimant(s): Daniel Baumgartel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Connor Trafton
Arbitrator(s): Francis Vincent Dane
Hearing Site: Seattle, WA

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