Potomac Analytics' Logo

FINRA Awards for Ross Mandell

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0321708/19/2016Claimant(s): Bryan Shand, Bryan Shand Pension Fund, Dunnedin Estates Overseas Ltd, Dunnedin Ltd, Khaleej Investments Ltd
Claimant Lawyers(s): Adam M. Thompson
Respondent(s): Mckyle Clyburn, Ross Mandell, Sky Capital LLC, The Thornwater Company, L.P.
Respondent Lawyers(s): Compliance Officer, Mcklye Clyburn, Robert John Grabowski, Ross Mandell
Arbitrator(s): John J. Phelan, James J. Fishman, Edna Rubin Sussman
Hearing Site: New York, NY
Checkmark Icon$1,312,000
09-0232908/04/2010Claimant(s): Nicholas Reeve, Prostar 2000
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Michael Passero, Ross Mandell, Stephen Shea, Granta Capital Group LLC
Respondent Lawyers(s): Michael R. Passero, Ross H. Mandell, Stephen W. Shea, Stephen William Shea
Arbitrator(s): Richard W. Cutler, Franklin P. Chapman, Adam M. Kauff
Hearing Site: New York, NY
Checkmark Icon$367,595

2 Results

Display: