10-04932 | 10/27/2011 | Claimant(s): Jayne Dressor, Marissa Dressor Claimant Lawyers(s): Jayne Dressor Respondent(s): World Group Securities. Respondent Lawyers(s): Robert G. Brunton Arbitrator(s): Michael D. Harrison Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
09-02484 | 05/03/2011 | Claimant(s): Joseph Oliveira Claimant Lawyers(s): Joseph Oliveira Respondent(s): James Cabral, Nathan Terrazas, Nikolaos Plakakis, Paula Allen, World Group Securities. Respondent Lawyers(s): Edward F. Donohue, Jason J. Kim Arbitrator(s): Laurel Littman Gothelf, Julie D. Soo, Terri Coster Boesch Hearing Site: San Francisco, CA
| | $0 |
07-01491 | 08/25/2009 | Claimant(s): Brad Phalen, Chatt Cottle, Crystal Phalen, Jennifer Cottle Claimant Lawyers(s): Scott Heselmeyer Respondent(s): Charles Carter, James Alldredge, World Group Securities. Respondent Lawyers(s): Amy C. Welborn, David B. Dyer, Robert G. Brunton Arbitrator(s): Robert R. Nursey, Synthia L. Taylor, Patricia B. Lehtola Hearing Site: Dallas, TX
| | Expungement |