Potomac Analytics' Logo

FINRA Awards for Robert M. Stein

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0680603/25/2011Claimant(s): John P. Cogan & Jemma J. Cogan JTWROS
Claimant Lawyers(s): Lawrence R. Cock
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Shawn Larsen-Bright
Arbitrator(s): Robert M. Stein, William J. Bender, Paul Michael Webber
Hearing Site: Seattle, WA
Checkmark Icon$48,514
09-0272702/28/2011Claimant(s): Ronald Woolworth
Claimant Lawyers(s): Randy J. Aliment
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth C. Mennemeier
Arbitrator(s): Robert M. Stein, Clarence F. Roed, Sally Phillips Pasette
Hearing Site: Seattle, WA
Checkmark Icon$0
08-0062710/21/2008Claimant(s): Reid & Rudiger LLC
Claimant Lawyers(s): Joel S. Forman
Respondent(s): Ronald Williams
Respondent Lawyers(s): Ronald L. Williams
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA
Checkmark Icon$0

13 Results

Display: