| 11-02811 | 02/13/2012 | Claimant(s): Jeff Herr
Claimant Lawyers(s): Robert M Riffle
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
|  | $9,308 |
| 10-02252 | 07/15/2011 | Claimant(s): Ira Robb, Iracini Equity, Edward W. Leshin Rollover IRA, Ira Robb Rollover IRA, Almalech Living Trust
Claimant Lawyers(s): Alan F. Block
Respondent(s): Brad Cetron, Bradley Tank, Brian Hahn, Edward Grieb, Joseph Amato, Neuberger Berman LLC
Respondent Lawyers(s): Seth M. Schwartz
Arbitrator(s): Ray J. Grzebielski, Matthew P. Hardy, G. Marshall Abbey
Hearing Site: Chicago, IL
| | $323,420 |
| 10-00962 | 03/08/2011 | Claimant(s): Mary Hess, Mary Abbott Hess as TTEE and Beneficiary
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Kathryn Kennedy
Respondent Lawyers(s): Patrick G. King
Arbitrator(s): Ray J. Grzebielski, Theresa A Gillerlain, Jeffrey L. Durkes
Hearing Site: Chicago, IL
| | $0 |
| 09-01961 | 01/21/2011 | Claimant(s): Cynthia Brown, Wayne Brown
Claimant Lawyers(s): Joel M. Weiner
Respondent(s): Wachovia Securities, Dennis Anderson
Respondent Lawyers(s): Jeff Jamieson
Arbitrator(s): Ray J. Grzebielski, Jay K. Buck, Lee H. Goodman
Hearing Site: Chicago, IL
| | $0 |
| 06-02711 | 05/25/2010 | Claimant(s): Donna Zgonina, Casmir H. Zgonina Ins. Trust
Claimant Lawyers(s): Robert D. Tepper
Respondent(s): Stifel, Nicolaus & Co.., George Johnson
Respondent Lawyers(s): Jane Matoesian
Arbitrator(s): Ray J. Grzebielski, Michael S. Jordan, Anthony P. Pecora
Hearing Site: Chicago, IL
| | Stipulated Award |
