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FINRA Awards for James Travis Flynn

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0062404/04/2022Claimant(s): Laurita P. Chmielewski Revocable Trust
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): James Flynn, Voya Financial Advisors.
Respondent Lawyers(s): James Travis Flynn, Steven Mellen
Arbitrator(s): Carl Henry Perdue, Peter Shapiro, Joanne Colbert Stanley
Hearing Site: Boca Raton, FL
Checkmark Icon$323,365
17-0145910/24/2017Claimant(s): Alan DeFlorio
Claimant Lawyers(s): Alan A. DeFlorio
Respondent(s): James Flynn
Respondent Lawyers(s): James Travis Flynn
Arbitrator(s): Steven M. Bialick
Hearing Site: Minneapolis, MN
Checkmark Icon$0

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