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FINRA Awards for J. Kenneth Harbour

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0180605/11/2015Claimant(s): J. Kenneth Harbour, Nancy Harbour, J.K. Harbour TTE of the Reduction Family
Claimant Lawyers(s): D. Daxton White
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Richard W. Cutler, William J. Greene, Ira M. Ross
Hearing Site: New York, NY
Checkmark IconExpungement

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