Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00132 | 06/11/2021 | Claimant(s): Angela Cameron Claimant Lawyers(s): Heather G. Anderson Respondent(s): LPL Financial LLC, Hassan Fawaz Respondent Lawyers(s): Eleonora Yonge, N. Nancy Ghabai Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN |  | Expungement |
| 19-00099 | 07/01/2019 | Claimant(s): Gina Bert-Zatto Claimant Lawyers(s): Anthony R Minchella Respondent(s): Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | | Expungement |
| 09-06621 | 03/21/2011 | Claimant(s): Calvin Samuels Claimant Lawyers(s): Maria S. Wilson Respondent(s): LPL Financial LLC, Harvey Berk Respondent Lawyers(s): N. Nancy Ghabai Arbitrator(s): Robert M. Goldstein Hearing Site: New York, NY | | Stipulated Award and Expungement |
| 09-02735 | 01/19/2010 | Claimant(s): Larry Turpin, Independent Executor of th Claimant Lawyers(s): M. Michael McLarty Respondent(s): LPL Financial Corporation, Williams Financial Services Respondent Lawyers(s): N. Nancy Ghabai Arbitrator(s): Michael E. Rohde Hearing Site: Dallas, TX | | $8,456 |