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FINRA Awards for John S. Burke

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0076805/07/2013Claimant(s): Cathy Caire, Robert Caire
Claimant Lawyers(s): John S. Burke
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Miriam Bahcall
Arbitrator(s): Samuel B. Garber
Hearing Site: Chicago, IL
Checkmark IconExpungement
11-0282512/24/2012Claimant(s): Manfred Muell
Claimant Lawyers(s): John S. Burke
Respondent(s): Wayne Hummer Investments L.L.C.
Respondent Lawyers(s): Michael J. Waters
Arbitrator(s): Donald W. McKenzie
Hearing Site: Chicago, IL
Checkmark IconStipulated Award and Expungement
08-0344309/17/2009Claimant(s): Jeffrey Kaufman
Claimant Lawyers(s): John S. Burke
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Kevin M. O'Hagan
Arbitrator(s): Donald M. Thompson, Michael I. White, Jerome Arthur Connolly
Hearing Site: Chicago, IL
Checkmark Icon$387,960

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