FINRA Awards for Steven R. Briggs

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Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-00664	12/03/2012	Claimant(s): Zelda Gechter Claimant Lawyers(s): Zelda Gechter Respondent(s): Citigroup Global Markets., Morgan Stanley, Richard Ress Respondent Lawyers(s): Karl L. Marquardt Arbitrator(s): Steven R. Briggs, James L. Karpen, Stephen D Kursman Hearing Site: Detroit, MI		$0
10-01708	02/15/2011	Claimant(s): Joseph Rich, Lenore Rich Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Dan Barish, Comerica Securities Respondent Lawyers(s): Michael C. Simoni Arbitrator(s): Michael J. Meeusen, Steven R. Briggs, Mayra Adela Rodriguez Hearing Site: Detroit, MI		$0