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FINRA Awards for Douglas W. Hyman

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0073908/30/2024Claimant(s): Rosalie Balhan
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Edward Jones
Respondent Lawyers(s): Michelle D. Nasser
Arbitrator(s): Lynn Hirschfeld Brahin, John L. Krauss, David Joseph Remondini
Hearing Site: Indianapolis, IN
Checkmark IconDismissed by Rule 12700(a)
09-0673405/17/2012Claimant(s): Johnetta Allen
Claimant Lawyers(s): Sandor L. Grossman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Douglas W. Hyman
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
Checkmark Icon$0
10-0025409/16/2011Claimant(s): Thomas Gannon, IRA
Claimant Lawyers(s): Scott D. Livingston
Respondent(s): Joseph Molinero, Morgan Stanley & Co.
Respondent Lawyers(s): Douglas W. Hyman
Arbitrator(s): Jeffrey M. Bain, Steven P. Franckhauser, Max D. Halpern
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
10-0003312/14/2010Claimant(s): Robert Bryant
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Douglas W. Hyman
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Des Moines, IA
Checkmark Icon$108,570

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