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FINRA Awards for Richard D. Gueren

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0313308/03/2009Claimant(s): Ronald Marks
Claimant Lawyers(s): Walter D'Ull
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Ronald Shingh
Arbitrator(s): Richard D. Gueren, Allan E. Johnson, Ernesto V. Luzzatto
Hearing Site: New York, NY
Checkmark Icon$0
07-0074701/29/2008Claimant(s): Goldsmith & Harris Capital Appreciatio
Claimant Lawyers(s): Evan L. Gordon
Respondent(s): Richard Anthony
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Richard D. Gueren, Richard D. Chusid, Richard J. McLynn
Hearing Site: New York, NY
Checkmark Icon$90,680

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