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FINRA Awards for Thomas Peterson

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0224112/31/2018Claimant(s): Thomas Peterson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Larry Adair
Hearing Site: Dallas, TX
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