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FINRA Awards for Connie Falterbauer

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0057210/10/2008Claimant(s): Connie Falterbauer, Harry Falterbauer
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Jay Noiman, Sean Callahan, Viewtrade Securities.
Respondent Lawyers(s): Peter W. Homer
Arbitrator(s): Richard Anthony Jannuzzi, Jeffrey R. Roth, Dennis J. Levin
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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