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FINRA Awards for John Bruce Witwer

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0254306/23/2009Claimant(s): David R. Smith Revocable Trust
Claimant Lawyers(s): Peter H. Love
Respondent(s): Citigroup Global Markets., Citigroup Alternative Investments
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Frederick Michael Switzer, John Bruce Witwer, Jeffrey N. Sullivan
Hearing Site: St. Louis, MO
Checkmark Icon$0
07-0274211/03/2008Claimant(s): A.G. Edwards & Sons.
Claimant Lawyers(s): Alicia Etre
Respondent(s): Gene Harshman, Karen Loeschen, Krista Savage, Merrill Lynch Pierce Fenner & Smith Inc., Richard Marcolla, Robert Barry, Thomas Cutrone, William Easterling
Respondent Lawyers(s): Curtis C. Calloway, Todd J. Kaiser
Arbitrator(s): John N. Reidy, Frederick Michael Switzer, John Bruce Witwer
Hearing Site: St. Louis, MO
Checkmark Icon$265,500

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