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FINRA Awards for Katherine Hendricks

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0119511/21/2014Claimant(s): Kenneth Janoff
Claimant Lawyers(s): John H. Chambers
Respondent(s): UBS Financial Services Inc., Mark Loder
Respondent Lawyers(s): Robert J. Bocko, Thomas T. Loder
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
Checkmark IconExpungement
10-0075205/09/2011Claimant(s): Marcy Tobin, Estate of Stanley Tobin
Claimant Lawyers(s): Patrick L. Hinton
Respondent(s): Brandi Cohen, Chase Investment Services Corp.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): William J. Rex, Katherine Hendricks, Linda I. Thomas
Hearing Site: Seattle, WA
Checkmark Icon$0
08-0404801/24/2011Claimant(s): Greoge Toskey and Ginette Toskey
Claimant Lawyers(s): James A. Smith
Respondent(s): Charles Schwab & Co.., Wendy Britton
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Katherine Hendricks, J. David Andrews, Joan M. Schroeder
Hearing Site: Seattle, WA
Checkmark IconExpungement

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