FINRA Awards for Keith Barnett

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Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02689	08/30/2021	Claimant(s): Ronnie Rozier Claimant Lawyers(s): Ronnie L Rozier Respondent(s): Aubrey Parker, Wells Fargo Advisors Respondent Lawyers(s): Keith Barnett Arbitrator(s): Barbara Black, Judith Stilz Ogden, Henry Bruce Haynes Hearing Site: Atlanta, GA		Expungement
17-02915	05/03/2019	Claimant(s): Christopher Hubbard, Julia Hubbard Claimant Lawyers(s): Jonathan Palmer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Keith Barnett Arbitrator(s): Harry G. Mason, Marcia A. Ogilvie, George Pinckney Shingler Hearing Site: Atlanta, GA		Expungement