FINRA Awards for Christine C. DeMoss

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01911	04/08/2016	Claimant(s): Leon Kuefler Claimant Lawyers(s): Jennifer L. Tarr Respondent(s): John Lowry, Kim Monchik, Robert Tractenberg, Spartan Capital Securities Respondent Lawyers(s): Melissa Curvino, Robert Tractenberg Arbitrator(s): Christine C. DeMoss Hearing Site: Minneapolis, MN		$42,142
14-02161	02/25/2015	Claimant(s): Douglas Redding Claimant Lawyers(s): Leonard T. Offutt Respondent(s): Zachary Bader Respondent Lawyers(s): Craig A. Riha Arbitrator(s): Christine C. DeMoss Hearing Site: Omaha, NE		$43,115
12-04183	06/07/2013	Claimant(s): Carol Swearingen, Darrell Swearingen Claimant Lawyers(s): Joshua Kons Respondent(s): Carl Vandenburg Respondent Lawyers(s): Carl Andrew Vandenburg Arbitrator(s): Christine C. DeMoss Hearing Site: Minneapolis, MN		$25,300
06-05110	08/23/2007	Claimant(s): Russell Jacobson, Amelia M. Jacobson, IRAs, Russell W. Jacobson IRAs, Russell W. Jacobson & Amelia Jacobson, Russell W. and Amelia M. Jacobson Claimant Lawyers(s): Russell W. Jacobson Respondent(s): Ellerd Tomte Respondent Lawyers(s): Ellerd B. Tomte Arbitrator(s): Christine C. DeMoss Hearing Site: Minneapolis, MN		$10,213